SECURITIES LAWS AND CAPITAL MARKET (100 MARKS)

S.N.

Topics

Status (June, 2022)

Status (Dec., 2022)

SECURITIES LAWS  (PART – A) (70 MARKS)

1.

SECURITIES CONTRACTS (REGULATIONS) ACT, 1956

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2.

SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992

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3.

DEPOSITORIES ACT, 1996

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4.

AN OVERVIEW OF SEBI (ICDR) REGULATIONS, 2018

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(Lecture – 1)

(Lecture – 2)

(Lecture – 3)

(All new copy)

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5.

AN OVERVIEW OF SEBI (LODR) REGULATIONS, 2015

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6.

AN OVERVIEW OF SEBI (SAST) REGULATIONS, 2011

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7.

SEBI (BUY-BACK OF SECURITIES) REGULATIONS, 2018

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8.

SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2009

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9.

OVERVIEW  OF SEBI (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014

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10.

OVERVIEW  OF SEBI (ISSUE OF SWEAT EQUITY) REGULATIONS, 2002

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11.

SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 2015

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12.

MUTUAL FUNDS

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13.

COLLECTIVE INVESTMENT SCHEMES

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14.

SEBI (OMBUDSMAN) REGULATIONS, 2003

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CAPITAL MARKET AND INTERMEDIARIES  (PART – B) (30 MARKS)

15.

STRUCTURE OF CAPITAL MARKET

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(Lecture-1)

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16.

SECURITIES MARKET INTERMEDIARIES

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  • These are recording of KLC’s live classroom lectures.
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MOCKTESTS (DECEMBER, 2020 EXAM)

MOCKTEST -1

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MOCKTEST -2

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MOCKTEST -3

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MOCKTEST -4

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